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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-05-13
TX RA APPROVED_RES 2024-05-13
  • MI RA
    APPROVED
    Since 2024-05-13
  • TX RA
    APPROVED_RES
    Since 2024-05-13

Branch Locations

222 West Adams Suite 2450, Chicago, IL 60606 • United States

45 Ottawa Ave Sw, Suite 700, Grand Rapids, MI 49503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rockefeller Financial Llc Grand Rapids MI 05/2024 Present
Unemployed Shelby MI 02/2024 04/2024
Blackrock Investments, Inc. Bloomfield MI 12/2013 01/2024
  • 05/2024 → Present
    Grand Rapids, MI
  • 02/2024 → 04/2024
    Unemployed
    Shelby, MI
  • 12/2013 → 01/2024
    Blackrock Investments, Inc.
    Bloomfield, MI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-04-11
  • S66 Uniform Combined State Law Examination
    2001-04-11
Other Names
  • Tom O'ROurke

View on SEC IAPD

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