Tommy L Pierce

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2006-11-17

TX RA
APPROVED

Since 2006-11-17

Branch Locations

Mckinney, TX • United States

1 Cowboys Way, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith	Dallas	TX	11/2006	Present
Bank Of America, Na	Dallas	TX	12/2009	Present

11/2006 → Present

Merrill Lynch, Pierce, Fenner & Smith

Dallas, TX
12/2009 → Present

Bank Of America, Na

Dallas, TX

Previous Registrations

2005-03-24 → 2006-11-24

Citigroup Global Markets Inc.

Dallas, TX

Dallas, TX
2000-12-04 → 2005-04-22

Ubs Financial Services Inc.

Dallas, TX

Other Businesses

I*1866283, Entity Type:Entity For Profit, Name of OBA: RocBar LLC Address:Mckinney, TX 75070 Investment Related:No Position, Title, Association: Owner Employee Start Date:7/15/24 No Hours: 0 No Hours during trading: 0 Duties:My wife and I are the owner and all non homestead RE we own through this LLC I*1936290, Entity Type Entity For Profit, Name of OBA: K K Family Holdings LP Address: Mckinney, Texas 75070 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 10/24/2023 No Hours: 0 No Hours during trading:0 Duties: Estate planning purposes to hold personal assets I*1936289, Entity Type Entity For Profit, Name of OBA: K K Family Management LLC Address: MckinneyTexas 75070 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 10/24/2023 No Hours: 0 No Hours during trading: 0 Duties:Estate planning for my personal assets I*4138269, Entity Type: , Name of OBA: T P TTEE A P TTEE U/A DTD 10/24/2023 , Address: Mckinney, Texas, 75070, Investment Related: N, Position, Title, Association: Co-Trustee, Employee Start Date: 10/01/2024, No Hours: 5 Yearly, No Hours during Trading: 0 Yearly, Duties: I*4732269, Entity Type: , Name of OBA: K K Family Holdings LP, Address: McKinney, Texas, 75070, Investment Related: N, Position, Title, Association: member, Employee Start Date: 08/07/2026, No Hours: 0 Weekly, No Hours during Trading: 0 Weekly, Duties: None, I am buying a tiny home type structure that will be used in disaster relief areas and will receive income when being used

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-12-01

S66 Uniform Combined State Law Examination

2000-12-01

Other Names

Tommy Lee Pierce
Tom Lee Pierce
Tom L Pierce

View on SEC IAPD