John Phillips Paladino

Current Employers

Employment History

• 11/2012 → Present
  Sterling Wealth Management
  Carlsbad, CA
• 06/2014 → Present
  Sterling Global Strategies Llc
  Carlsbad, CA
• 12/2020 → Present
  Laurel Wealth Advisors, Inc.
  Solana Beach, CA
• 02/2023 → Present
  Integrated Wealth Concepts, Llc
  Waltham, MA

Previous Registrations

• 2021-03-25 → 2023-03-31
  Laurel Wealth Advisors, Inc.
  San Marcos, CA
  Solana Beach, CA
• 2020-12-23 → 2020-12-31
  Laurel Wealth Advisors, Inc.
  San Marcos, CA
  Solana Beach, CA
• 2019-04-04 → 2020-12-31
  Aurora Private Wealth, Inc.
  Carlsbad, CA
  Totowa, NJ
• 2015-01-02 → 2019-07-02
  Sterling Global Strategies, Llc
  Carlsbad, CA
• 2012-12-03 → 2014-12-31
  Sterling Global Strategies Llc
  Carlsbad, CA
• 2009-06-01 → 2012-12-11
  Morgan Stanley
  Rancho Sante Fe, CA
  Rancho Santa Fe, CA
• 2008-08-11 → 2009-06-01
  Morgan Stanley & Co. Llc
  Rancho Sante Fe, CA
• 2002-10-03 → 2008-08-22
  Ubs Financial Services Inc.
  Carlsbad, CA
  Carlsbad, CA
• 2001-03-14 → 2002-07-10
  Morgan Stanley Dw Inc.
  San Diego, CA

Other Businesses

1. John P. Paladino is a co-branded Advisor Representative of Laurel Wealth who conducts his advisory business under Sterling Global Strategies, LLC/Sterling Wealth Management. He is the Executive Director and Managing Partner of Sterling Global Strategies/Sterling Wealth Management and spends 80% of his time on this activity during trading hours. Outside of his activities at Laurel Wealth, Mr. Paladino participates in the following investment-related, other business activities: 2. Name of Outside Business or Organization: APW Capital, Inc. Address: 100 Enterprise Drive, Suite 504, Rockaway, NJ 07866 Title: Registered Representative Description of Outside Business or Organization: Broker-dealer, Member FINRA, SIPC Description of Duties or Responsibilities: Securities sales & services Start Date: 06/2018 Hours Devoted to OBA Monthly: < 5% a month during trading hours / 0% during non-trading hours 3. Name of Outside Business or Organization: TerraGear Products Address: 3193 Quiet Hills Drive, Escondido, CA 92029 Title: Owner Description of Outside Business or Organization: Fitness - bike travel bags & gear Description of Duties or Responsibilities: Running the company as a hobby/sales activities Start Date: 06/2013 Hours Devoted to OBA Monthly: 0 during trading hours / 10 during non-trading hours 4. John P. Paladino has been licensed in the state of CA as an insurance agent soliciting, offering, and selling life, health, and variable annuity insurance products since 2001 (CA Department of Insurance License # 0D23785). Mr. Paladino spends less than 5% of his time, monthly, on this activity (generally outside of trading hours). 5. 02/01/2023 - INTEGRATED WEALTH CONCEPTS, LLC - DBA: STERLING GLOBAL STRATEGIES, LLC - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR DBA - IAR - STARTED 02/01/2023 - 160 HOURS PER MONTH DURING SECURITIES TRADING HOURS. 6. 02/01/2023: Integrated Wealth Concepts LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 02/01/2023 - 160 Hours Per Month/160 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Integrated Wealth Concepts LLC, an independent investment advisor firm. I started this business activity in 2/1/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.

Exams

• S66 Uniform Combined State Law Examination
  2001-01-25

Other Names

• John Paul Phillips