Stephen Joseph Salley

LPl Financial LLC

Fredericksburg, VA

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Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2010-12-21

VA RA
APPROVED

Since 2010-12-21

Branch Locations

Fredericksburg, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	Sterling	VA	12/2010	Present

12/2010 → Present

Lpl Financial

Sterling, VA

Previous Registrations

2009-06-01 → 2011-01-04

Morgan Stanley

Mclean, VA
2006-02-21 → 2009-06-01

Citigroup Global Markets Inc.

Mclean, VA

Mclean, VA

New York, NY

Mclean, VA
2004-06-21 → 2006-02-21

Legg Mason Wood Walker, Incorporated

Mclean, VA
2003-07-01 → 2004-06-28

Wells Fargo Clearing Services, Llc

Vienna, VA
2001-02-07 → 2003-07-01

Prudential Equity Group, Llc

Vienna, VA

Other Businesses

1. 10/17/2011- DBA ONLY, SALLEY WEALTH MANAGEMENT LLC

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2000-12-16
S65	Uniform Investment Adviser Law Examination	2000-12-11

S63 Uniform Securities Agent State Law Examination

2000-12-16
S65 Uniform Investment Adviser Law Examination

2000-12-11

Other Names

Steve Salley

View on SEC IAPD

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