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Daniel Page Misenhimer

LPl Financial LLC

Yuma, AZ

Yuma, AZ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-03-18
TX RA APPROVED 2025-03-13
  • AZ RA
    APPROVED
    Since 2025-03-18
  • TX RA
    APPROVED
    Since 2025-03-13

Branch Locations

Yuma, AZ • United States

233 S 2Nd Ave, Yuma, AZ 85364 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Yuma AZ 10/2014 03/2020
Ameriprise Financial Services, Llc Yuma AZ 03/2020 01/2025
Lpl Financial Yuma AZ 03/2025 Present
  • 10/2014 → 03/2020
    Ameriprise Financial Services, Inc.
    Yuma, AZ
  • 03/2020 → 01/2025
    Yuma, AZ
  • 03/2025 → Present
    Lpl Financial
    Yuma, AZ
Previous Registrations
Other Businesses

1- 03/2025 / 4W LLC / Business Entity For Tax/Investment Purposes Only / NON INV / START 12/05/2006 2- 03/2025 / MFAT Investments LLC / Business Entity For Tax/Investment Purposes Only / NON INV / 1 HRS MNTHS / 1 HRS DURING TRADING / START 01/01/2006 3- 03/2025 / Butler Estates LLC / Business Entity For Tax/Investment Purposes Only / NON INV / START 01/26/2022 4- 03/2025 / Whitkee Inc. / Business Entity For Tax/Investment Purposes Only / NON INV / 10 HRS MNTH / 2 HRS DURING TRADING / START 01/01/1997 5- 03/2025 / Wealthcare Alliance LLC / Business Entity For Tax/Investment Purposes Only / NON INV / START 03/01/2003 6- 03/2025 / Valley pint LLC / Business Entity For Tax/Investment Purposes Only / NON INV / START 03/20/2024 7- 03/2025 / PKW Investments Inc / Business Entity For Tax/Investment Purposes Only / NON INV / START 02/15/1996 8- 03/2025 / Tam LLC / REAL ESTATE RENTAL / INV RLTD / LOC YUMA, AZ / START 10/18/2000 9- 03/2025 / Walnut Acres LLC / REAL ESTATE RENTAL / INV RLTD /2 HRS MNTH / LOC YUMA, AZ / START 04/01/2014 10- 03/2025 / Main Street Pint LLC / Business Entity For Tax/Investment Purposes Only / NON INV / START 05/02/2024 11- 03/2025 / The Pint House LLC / BUSINESS OWNER / NON INV RLTD / 5 HRS MNTH / START 12/04/2013 12- 03/2025 / River Cats LLC / Real Estate Rental / INV RLTD / 2 HRS MNTH / 1 HRS DURING TRADING / LOC-YUMA, AZ / START 12/07/2006 13- 03/2025 / Wyant Bock Legacy Trust / Act in a Fiduciary Capacity / INV RLTD / 5 HRS MNTH / 5 HRS DURING TRADING / START 07/03/2018 14- 03/2025 / Misenhimer Aivazian & Tennant / Business Entity For Tax Prep/Accounting/CPA / INV RLTD / 160 HRS MNTH / 40 HRS DURING TRADING / START 08/01/1998 15 - 03/2025 / Melissa Cellend Testamentary Trust / Act in a Fiduciary Capacity / INV RLTD / 1 HRS MNTH / START 03/20/2014 16- 03/2025 / Russ and Janet Jones Legacy Trust / Act in a Fiduciary Capacity / INV RLTD / 1 HRS MNTH / 1 HRS DURING TRADING / START 12/01/2008 17- 03/2025 / Earl Roberts Legacy Trust / Act in a Fiduciary Capacity / INV RLTD / 1 HRS MNTH / 1 HRS DURING TRADING / START 12/01/2008

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-06
S63 Uniform Securities Agent State Law Examination 2000-12-26
  • S66 Uniform Combined State Law Examination
    2006-01-06
  • S63 Uniform Securities Agent State Law Examination
    2000-12-26
Designations
Other Names
  • Daniel Page Misenhimer
  • Daniel Page Misenhimer

View on SEC IAPD

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