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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-09-17 |
| TX | RA | APPROVED_RES | 2018-07-12 |
| WA | RA | APPROVED | 2014-11-07 |
Branch Locations
601 Union Street, Suite 4700, Seattle, WA 98101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird & Co. Incorporated | Seattle | WA | 11/2014 | Present |
Name/Address: Our Lady of Fatima Parish 3218 W Barrett St Seattle WA 98199 Start date: 1/2018 Hours spent: 6 hours/year Hours spent during trading Hours: Zero Role/Responsibility: Member of the finance council for the parish. Review the parish budget as a council and discuss the financial health of the parish. Investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-02-28 |
| S63 | Uniform Securities Agent State Law Examination | 2002-11-19 |
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