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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-01-03
TX RA APPROVED_RES 2017-02-10
OR RA APPROVED 2011-04-28
  • FL RA
    APPROVED
    Since 2018-01-03
  • TX RA
    APPROVED_RES
    Since 2017-02-10
  • OR RA
    APPROVED
    Since 2011-04-28

Branch Locations

5400 Meadows Rd Ste 300, Lake Oswego, OR 97035 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W Baird Portland OR 04/2011 Present
  • 04/2011 → Present
    Robert W Baird
    Portland, OR
Previous Registrations
Other Businesses

AMATO PACIFIC CORP NOT INVESTMENT RELATED PORTLAND, OR REAL ESTATE PARTIAL OWNER 1/1/96 NO HOURS DEVOTED. NAME AND ADDRESS: TURN TWO INVESTMENTS, LLC 610 SW ALDER ST. SUITE 315 PORTLAND, OR 97205 NATURE OF ENTITY: TURN TWO INVESTMENTS, LLC IS A LIMITED LIABILITY COMAPANY SET UP FOR INVESTMENT IN BUSINESS OPPORTUNITIES RELATED TO BUT NOT SOLELY SUBJECT TO HEALTH CARE, FITNESS, FOOD SERVICES AND OTHERS. RESPONSIBILITIES IN THIS ROLE: MY RESPONSIBILITIES INCLUDE PERSONAL INVESTMENT FUNDS TO THE LLC. I WILL THEN HELP OVERSEE ANY POTENTIAL INVESTMENTS THE LLC DECIDES TO MAKE WITH ITS CAPITAL. SHOULD TURN TWO, LLC ACQUIRE OR OFFER INVESTMENT IN ANOTHER CORPORATION OR LLC, I WOULD POTENTIALLY HAVE AN OPERATING INTEREST IN THE ACQUIRED FIRM. HOURS DEVOTED: 7 HOURS PER WEEK. NONE DURING SECURITIES TRADING HOURS. NAME AND ADDRESS: SUNSET PARK 1991 LLC 2724 SE ANKENY PORTLAND, OR 97214 NATURE OF ENTITY: RESTAURANT AND BAR RESPONSIBILITIES IN THIS ROLE: OWNER HOURS DEVOTED: 2 HOURS A WEEK. Name/Address: Gavin Amato, Trustee Start date: 11/1/21 Hours spent: 0-2 hours/month Hours spent during trading Hours: None Role/Responsibility: Trustee; Investment related Name/Address: Jesuit High School / 9000 SW Beaverton Hillsdale Highway, Portland, OR 97225 Start Date: Dec 01, 2000 Hours Spent: 6-10 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Basketball Coach Non Investment Related Name/Address: RH Columbia LLC 2250 NW Flanders St., Suite G-02 Portland OR 97210 Start Date: 3/24/14 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Investor Investment Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-21
  • S66 Uniform Combined State Law Examination
    2000-12-21

View on SEC IAPD

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