Ryan Richard Ruffcorn

Current Employers

Employment History

• 05/1996 → Present
  Bankiowa
  Independence, IA
• 12/2006 → 10/2016
  Wayne Hummer Investments L.L.C.
  Independence, IA
• 10/2016 → Present
  Nations Financial Group, Inc.
  Independence, IA

Previous Registrations

• 2007-01-08 → 2016-10-11
  Wintrust Investments Llc
  Independence, IA
• 2002-05-03 → 2006-12-31
  Great Lakes Advisors, Llc
  Chicago, IL

Other Businesses

INDEPENDENCE COMMUNITY SCHOOL DISTRICT. LOCATED AT 1207 1ST W. INDEPENDENCE, IA 50644. NON-INVESTMENT RELATED ACTIVITY. NATURE OF BUSINESS IS SCHOOL/EDUCATION. POSITION IS A COACH. START DATE OF POSITION IS 3/14/2005. approx 95 HOURS PER MONTH, OF WHICH 10 HOUR IS DURING SECURITIES-TRADING HOURS. DUTIES INCLUDE COACHING GOLF// UNITED LIFE INSURANCE. 200 1ST ST. SE SUITE 1300 CEDAR RAPIDS, IA 52401. IS INVESTMENT-RELATED. NATURE OF BUSINESS IS LIFE AND FIXED ANNUITY SALES. POSITION IS A FINANCIAL ADVISOR. START DATE OF POSITION IS 4/25/23. APPROX 20 HOURS PER MONTH, OF WHICH 20 HOURS IS DURING SECURITIES TRADING HOURS. DUTIES INCLUDE SELLING LIFE INSURANCE AND FIXED ANNUITY PRODUCTS/// BANKIOWA. LOCATED AT 230 FIRST STREET EAST INDEPENDENCE, IA 50644. IS INVESTMENT RELATED. NATURE OF BUSINESS IS BANKING AND INVESTMENT RELATED BUSINESS.. POSITION IS FINANCIAL ADVISOR. START DATE OF POSITION IS 05/24/1999. APPROX 170 HOURS PER MONTH, OF WHICH 130 HOURS ARE DURING SECURITIES TRADING HOURS. DUTIES ARE TO PROVIDE INVESTMENT SERVICES. /// HEARTLAND ACRES BOARD. 2600 SWAN LAKE BLVD. INDEPENDENCE, IA 50644. NOT INVESTMENT RELATED. NATURE OF BUSINESS IS AGRIBATION CENTER & EVENT CENTER. POSITION IS BOARD MEMBER. STARTED 8/8/23. APPROX 1 HR/MONTH SPENT ON BUSINESS, NONE DURING SECURITIES TRADING HOURS. DUTIES ARE TO BE PART OF VARIOUS FUNDRAISING OPPORTUNITIES

Exams

• S66 Uniform Combined State Law Examination
  2002-03-28
• S63 Uniform Securities Agent State Law Examination
  2000-10-17