Best Investors Account Sign in

Ivy Romera Daily

Northern Trust Securities, Inc.

Chicago, IL

Chicago, IL

Claim This Profile
Current Employers
Northern Trust Securities, Inc.

333 S. Wabash Avenue 34Th Floor, Chicago, IL 60604 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2015-04-07
  • IL RA
    APPROVED
    Since 2015-04-07

Branch Locations

333 South Wabash Avenue 34Th Floor, Chicago, IL 60604 • United States

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Denton Capital Partners Llc Denton TX 04/2013 Present
Northern Trust Bank Chicago IL 10/2013 Present
Northern Trust Securities Inc Chicago IL 10/2013 Present
  • 04/2013 → Present
    Denton Capital Partners Llc
    Denton, TX
  • 10/2013 → Present
    Northern Trust Bank
    Chicago, IL
  • 10/2013 → Present
    Northern Trust Securities Inc
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-30
S63 Uniform Securities Agent State Law Examination 2001-01-19
  • S66 Uniform Combined State Law Examination
    2015-03-30
  • S63 Uniform Securities Agent State Law Examination
    2001-01-19

View on SEC IAPD

Other Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
GUGGENHEIM INVESTMENTS
PEKIN HARDY STRAUSS, INC.
SPIDERROCK ADVISORS, LLC
PROSPECT PARTNERS ADVISORS LLC
DOYENNE WEALTH ADVISORS

Other Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN
PHILIP JOHN RIDOLPHI
SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

More in Chicago, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor