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Chad Wesley Spencer

Raymond James & Associates, Inc.

Tarpon Springs, FL

Trinity, FL

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-03-08
TX RA APPROVED 2021-03-05
  • FL RA
    APPROVED
    Since 2021-03-08
  • TX RA
    APPROVED
    Since 2021-03-05

Branch Locations

Tarpon Springs, FL • United States

11300 State Road 54, Trinity, FL 34655 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Clearwater FL 08/2011 11/2016
Wells Fargo Clearing Services, Llc Clearwater FL 11/2016 03/2021
Raymond James & Associates, Inc Trinity FL 03/2021 Present
Previous Registrations
  • 2011-08-19 → 2021-03-15
    Wells Fargo Clearing Services, Llc
    Clearwater, FL
  • 2009-06-01 → 2011-09-06
    Morgan Stanley
    Palm Harbor, FL
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Palm Harbor, FL
  • 1999-08-19 → 2007-04-02
    Morgan Stanley Dw Inc.
    Palm Harbor, FL
    Clearwater, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-09-03
  • S66 Uniform Combined State Law Examination
    1999-09-03

View on SEC IAPD

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