Stewart G Anderson

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-10-07
TN	RA	APPROVED	2008-12-10

TX RA
APPROVED_RES

Since 2025-10-07
TN RA
APPROVED

Since 2008-12-10

Branch Locations

6100 Tower Circle Suite 100, Franklin, TN 37067 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Nashville	TN	08/2010	Present

08/2010 → Present

Ubs Financial Services Inc

Nashville, TN

Previous Registrations

2002-01-25 → 2008-12-04

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Brentwood, TN

Brentwood, TN

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-11-14

S66 Uniform Combined State Law Examination

2000-11-14

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Exams

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