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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-02-05
WA RA APPROVED 2004-08-06
  • TX RA
    APPROVED_RES
    Since 2009-02-05
  • WA RA
    APPROVED
    Since 2004-08-06

Branch Locations

10400 Ne 4Th St, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bellevue WA 03/1997 Present
Bank Of America, N.A. Bellevue WA 05/2016 Present
Other Businesses

I*34895FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: 3RD AVE. S LLCINVESTMENT RELATED: NADDRESS OF BUSINESS:BLACK DIAMOND, WASHINGTON 98010NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 4/1/2002NUMBER OF HOURS DEVOTED: 12 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: PURPOSE OF LLC IS TO HOLD REAL ESTATE RENTAL PROPERTY I*453815For profit or not for profit: Entity For ProfitName of outside business organization: WWT LLCInvestment related: NAddress of business: COVINGTON, Washington, 98042, United StatesNature of business: ["Limited Liability Company"]Position, title, association: ["Owner"], Start date of relationship: 12/31/2017Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , This is a commercial property that is rented out to 4 business for the purpose of rental income. My personal ownership of the LLC is 15.92%. My husband owns 28.42% of the LLC for total household ownership of 44.34 as of May 2023 I*2164326, Entity Type: , Name of OBA: M A G , Address: Enumclaw, Washington, 98042, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 17-Jan-2025, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties: I*3070284, Entity Type for profit, Name of OBA: MDW Family TrustAddress: Black DiamondWashington98010 Investment Related: No Position, Title, Association: no position or title Employee Start Date: 12/24/2025 No Hours: 0 No Hours during trading: 0 Duties: None, Trust Holds Family Real Estate I*3690269 Entity Type: Fiduciary role Name of OBA: P. N W. TTEE K. A W.TTEE U/A DTD 12/13/2021 Address: Black Diamond, Washington, 98010 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 02/02/2026 Number of Hours: 0 Number of Hours during trading: 0 Duties: Co-Trustee/ Self, Spouse

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-08-05
  • S66 Uniform Combined State Law Examination
    2004-08-05

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