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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-11-30 |
| TX | RA | APPROVED_RES | 2014-06-10 |
| VA | RA | APPROVED | 2011-12-12 |
Branch Locations
Virginia Beach, VA • United States
222 Central Park Ave Suite 1100, Virginia Beach, VA 23462 • United States
St. Petersburg, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Virginia Beach | VA | 08/2011 | Present |
| Mml Investors Services | Virginia Beach | VA | 12/2011 | Present |
(1) NAME: LaRoche Wealth Management INV REL: Y ADD: 222 CENTRAL PARK AVE.SUITE 1100 VIRGINIA BEACH, VA 23462 NATURE: INDIVIDUAL LIFE, DISABILITY, LTC POSITION: AGENT START DATE: 01/2003 NO HRS/MO: 4 NO HRS/MO TRAD TIME: 4. (2) NAME: NATIONAL ASSOCIATION OF FEDERAL RETIREMENT EDUCATION DIRECTORS INV REL: N ADD: 302 BULIFANTS BLVD SUITE 201 WILLIAMSBURG VA 23188 NATURE: CONDUCT SEMINARS FOR FEDERAL EMPLOYEES TO EDUCATE THEM ON THE BENEFITS THEY ARE ELIGIBLE FOR AND HOW THEY WORK POSITION: EDUCATION DIRECTOR/PARTNER START DATE: 3/29/2019 NO HRS/MO: 5-10 AVG NO HRS/MO DUR TRADING: 5-10 AVG.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-07-11 |
| S63 | Uniform Securities Agent State Law Examination | 2002-03-18 |
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