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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2017-02-17 |
| TX | RA | APPROVED_RES | 2017-01-06 |
| NJ | RA | APPROVED | 2011-10-25 |
Branch Locations
101 1St Ave Ne 1St Fl, Cullman, AL 35055 • United States
1606 Town Square Sw, Cullman, AL 35055 • United States
2716 Florence Blvd, Florence, AL 35630 • United States
2801 Highway 280 S Ste 400 [A1-Rbo], Birmingham, AL 35223 • United States
2525 Memorial Pkwy Nw, Huntsville, AL 35810 • United States
6244 University Dr Nw, Huntsville, AL 35806 • United States
7796 Highway 72 W, Madison, AL 35758 • United States
922 Beltline Rd Sw, Decatur, AL 35601 • United States
203 W Main St, Albertville, AL 35950 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Briarcliff Manor | NY | 08/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Briarcliff Manor | NY | 11/2016 | Present |
RENTAL PROPERTY, INV RELATED, HUNTSIVLLE, AL, 100% OWNERSHIP WITH SPOUSE, START 6/19/2017, 4 HOURS PER MONTH, ZERO DURING TRADING, LANDLORD. GMB INVESTMENTS LLC, INV. RELATED, HUNTSVILLE, AL, 100% OWNERSHIP WITH SPOUSE, START 6/19/2017, 4 HOURS/MONTH, 0 DURING TRADING, HOLDS RENTAL PROPERTIES. RENTAL PROPERTY, INV RELATED, MADISON, AL, 100% OWNERSHIP WITH SPOUSE, START 12/27/2018, 1 HOUR PER MONTH, ZERO DURING TRADING, LANDLORD. HAK INVESTMENTS, LLC, INVT RELATED, MIAMI, FL, 33.33% OWNERSHIP, START DATE 7/1/2021, 1 HR PER MONTH, 0 HRS DURING TRADING, TO HOLD RENTAL PROPERTIES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-10-18 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-25 |
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