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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-24
CA RA APPROVED 2017-05-25
  • TX RA
    APPROVED_RES
    Since 2024-01-24
  • CA RA
    APPROVED
    Since 2017-05-25

Branch Locations

Encinitas, CA • United States

2000 Avenue Of The Stars 12Th Floor South, Los Angeles, CA 90067 • United States

2000 Avenue Of The Stars 12Th Floor South, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Beverly Hills CA 01/2017 05/2017
Unemployed Des Plaines IL 07/2016 12/2016
Ubs Financial Services Inc Beverly Hills CA 05/2017 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-03-01
  • S66 Uniform Combined State Law Examination
    2002-03-01
Other Names
  • Michael Roderick Mckenzie
  • Michael Mckenzie

View on SEC IAPD

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