Karen Michele Saunders

Merrill Lynch, Pierce, Fenner & Smith Incorporated

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Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2021-02-10
TX	RA	APPROVED	2021-02-10

FL RA
APPROVED

Since 2021-02-10
TX RA
APPROVED

Since 2021-02-10

Branch Locations

2301 Se Monterey Rd, Stuart, FL 34996 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Plantation	FL	08/2007	08/2019
Morgan Stanley	Fort Lauderdale	FL	08/2019	01/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Palm Beach Gardens	FL	01/2021	Present

08/2007 → 08/2019

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Plantation, FL
08/2019 → 01/2021

Morgan Stanley

Fort Lauderdale, FL
01/2021 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Palm Beach Gardens, FL

Previous Registrations

2019-08-30 → 2021-01-22

Morgan Stanley

Fort Lauderdale, FL
2007-11-02 → 2019-08-19

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Plantation, FL
2001-02-21 → 2002-11-13

A. G. Edwards & Sons, Inc.

Fort Lauderdale, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-11-01
S63	Uniform Securities Agent State Law Examination	2001-04-30

S66 Uniform Combined State Law Examination

2007-11-01
S63 Uniform Securities Agent State Law Examination

2001-04-30

Other Names

Karen Michele Saunders
Karen M Bostick
Karen M Saunders

View on SEC IAPD

More in Stuart, FL

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