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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2022-02-22 |
Branch Locations
135 N. Church Street Suite 130, Spartanburg, SC 29306 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Spartanburg | SC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Spartanburg | SC | 11/2016 | 02/2022 |
| Janney Montgomery Scott Llc | Spartanburg | SC | 02/2022 | Present |
1. Hope Center for Children, Spartanburg, SC. Board Member: Attend monthly meetings discussing business and vision of Hope Center. Not compensated, 4 hrs./month, not investment related. 2. Mobile Meals of Spartanburg, SC. Board Member (08/2026) - attend meeting, oversee and vote on charity changes and proposals. Not investment related, not compensated, 2 hours/month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-07-18 |
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