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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2004-06-08
  • CA RA
    APPROVED
    Since 2004-06-08

Branch Locations

1947 Camino Vida Roble Ste 270, Carlsbad, CA 92008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hamner & Associates Carlsbad CA 05/1987 Present
Cetera Financial Specialists Llc Schaumburg IL 12/2003 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2004 Present
  • 05/1987 → Present
    Hamner & Associates
    Carlsbad, CA
  • 12/2003 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 06/2004 → Present
    Schaumburg, IL
Previous Registrations
  • 2003-12-02 → 2003-12-31
    Mony Securities Corporation
    Carlsbad, CA
  • 2000-03-21 → 2003-12-02
    Trusted Securities Advisors Corp.
    Carlsbad, CA
Other Businesses

1) HAMNER AND ASSOCIATES, PC; NOT INVESTMENT RELATED; SAME AS REGISTERED ADDRESS; OFFICER AND STOCKHOLDER; SINCE 05/01/1987; 40 HRS/WEEK DURING TRADING HOURS; ACCOUNTING TAX PLANNING AND PREPARATION; 2) RENTAL PROPERTIES; NOT INVESTMENT RELATED; SAME AS REGISTERED ADDRESS; MANAGER & 50% OWNER SINCE 8/1998 - MANAGE RENTAL PROPERTIES; 0-3HR/WK AFTER TRADING HOURS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-06
  • S66 Uniform Combined State Law Examination
    2000-12-06
Other Names
  • Mike Hamner

View on SEC IAPD

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