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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-02-07 |
| AL | RA | APPROVED | 2013-07-01 |
Branch Locations
740 Shades Creek Parkway, Birmingham, AL 35209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Birmingham | AL | 07/2013 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1. RALCO, INC./ GIEGER STRATEGIC ADVISORS; DORMANT; PREVIOUSLY USED FOR M&A; DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS- 0; 2. CRESTWOOD FUNDING, LLC - DORMANT MORTGAGE SVC CO. - NO MGMENT ROLE 3. CSA BIOTECHNOLOGY FUND 1, LLC - INVESTOR 4. CSA FUND 1, LLC - INVESTOR 9) CHINA ALARM HOLDINGS, LLC - INVESTOR 5. BROOKLINE CORONADO FUND, LLC - INVSTOR 6. CAMP ONE VENTURES, LLC - PASSIVE INVESTOR ONLY (INVESTMENT OF $50,000, LESS THAN 1%) - CAMP ONE WAS SET UP TO INVEST IN EARLY STAGE TECHNOLOGY BUSINESSES, PRIMARILY IN PALO ALTO AND SURROUNDING AREAS. SUITE 7. DARE TO BE GREAT, LLC - LLC SET UP TO INVEST IN BIOTECHNOLOGY EMERGING COMPANIES, PASSIVE INVESTOR ONLY 8. 42 EQUITY PARTNERS LLC - A LOW INCOME TAX CREDIT SYNDICATION FIRM THAT WILL MATCH LIHTC BUYERS WITH DEVELOPERS - PASSIVE INVESTOR ONLY 9. SYNAPSE WIRELESS INC -PASSIVE PRIVATE INVESTOR 15.) SMITH OF GEORGIA, LLC - PASSIVE PRIVATE INVESTOR 10. TRACON PHARMACEUTICALS INC - PASSIVE PRIVATE INVESTOR
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-09-26 |
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