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Hollis Norman Gieger

Morgan Stanley

Birmingham, AL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-02-07
AL RA APPROVED 2013-07-01
  • TX RA
    APPROVED
    Since 2014-02-07
  • AL RA
    APPROVED
    Since 2013-07-01

Branch Locations

740 Shades Creek Parkway, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Birmingham AL 07/2013 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 07/2013 → Present
    Birmingham, AL
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Other Businesses

1. RALCO, INC./ GIEGER STRATEGIC ADVISORS; DORMANT; PREVIOUSLY USED FOR M&A; DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS- 0; 2. CRESTWOOD FUNDING, LLC - DORMANT MORTGAGE SVC CO. - NO MGMENT ROLE 3. CSA BIOTECHNOLOGY FUND 1, LLC - INVESTOR 4. CSA FUND 1, LLC - INVESTOR 9) CHINA ALARM HOLDINGS, LLC - INVESTOR 5. BROOKLINE CORONADO FUND, LLC - INVSTOR 6. CAMP ONE VENTURES, LLC - PASSIVE INVESTOR ONLY (INVESTMENT OF $50,000, LESS THAN 1%) - CAMP ONE WAS SET UP TO INVEST IN EARLY STAGE TECHNOLOGY BUSINESSES, PRIMARILY IN PALO ALTO AND SURROUNDING AREAS. SUITE 7. DARE TO BE GREAT, LLC - LLC SET UP TO INVEST IN BIOTECHNOLOGY EMERGING COMPANIES, PASSIVE INVESTOR ONLY 8. 42 EQUITY PARTNERS LLC - A LOW INCOME TAX CREDIT SYNDICATION FIRM THAT WILL MATCH LIHTC BUYERS WITH DEVELOPERS - PASSIVE INVESTOR ONLY 9. SYNAPSE WIRELESS INC -PASSIVE PRIVATE INVESTOR 15.) SMITH OF GEORGIA, LLC - PASSIVE PRIVATE INVESTOR 10. TRACON PHARMACEUTICALS INC - PASSIVE PRIVATE INVESTOR

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-09-26
  • S63 Uniform Securities Agent State Law Examination
    2000-09-26
Designations
Other Names
  • Hollis Norman Geiger
  • Hollis Norman Gieger

View on SEC IAPD

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