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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2015-01-30 |
| WV | RA | APPROVED | 2013-09-12 |
Branch Locations
1543 Fairmont Ave, Fairmont, WV 26554 • United States
Bend, OR • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Bend | OR | 08/2013 | Present |
| Raymond James Financial Services Advisors Inc. | Bend | OR | 09/2013 | Present |
(1) Name of Business: Kettering Investment Strategies LLC Address: 63015 Layton Ave, Bend, OR, 97701, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 09/02/2013 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 21-40 Description of duties: Owner, President (2) Name of Business: Sigmastim Address: all over US, Seattle, las Vegas, etc, NV, 88901, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 05/11/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Assist the owner/president (my wife) with labor and marketing during Psychiatric Association (APA) Conventions (and similar conferences) that happen once or twice a year (on weekends): manning the booth and handing out fliers while she talks to clients and prospects, taking prospective clients' contact information, setting up and taking down the marketing booth. Will be named as check signer in event my wife cannot sign.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-01 |
| S63 | Uniform Securities Agent State Law Examination | 2000-11-02 |
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