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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-06-11 |
| FL | RA | APPROVED | 2003-08-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 05/2003 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 05/2003 | Present |
Thomas-Douglas, LLC Role: Acquire collectible automobile(s) for personal use / hobby. approximately 1 - 2 hours per Month. Additional vehicles may be acquired in the future. Role: Member of a Limited Liability Company Address: 657 Centros Street, Pensacola, FL 32502 Start Date: 2/14/2000 Relationship: Member Hours: 1 per month. not Insurance/Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-08-06 |
| S63 | Uniform Securities Agent State Law Examination | 2000-11-02 |
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