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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2016-04-20
  • PA RA
    APPROVED
    Since 2016-04-20

Branch Locations

525 William Penn Place Suite 3401, Pittsburgh, PA 15219 • United States

Pittsburgh, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Investment Services, Inc. Pittsburgh PA 08/2005 Present
Signature Select Wealth, Llc Pittsburgh PA 12/2019 Present
Signature Financial Planning Pittsburgh PA 11/2002 Present
Kestra Advisory Services, Llc Pittsburgh PA 04/2016 Present
Nfp Advisor Services, Llc. Pittsburgh PA 03/2009 09/2016
  • 08/2005 → Present
    Kestra Investment Services, Inc.
    Pittsburgh, PA
  • 12/2019 → Present
    Signature Select Wealth, Llc
    Pittsburgh, PA
  • 11/2002 → Present
    Signature Financial Planning
    Pittsburgh, PA
  • 04/2016 → Present
    Pittsburgh, PA
  • 03/2009 → 09/2016
    Nfp Advisor Services, Llc.
    Pittsburgh, PA
Previous Registrations
  • 2020-01-14 → 2025-09-30
    Signature Select Wealth
    Pittsburgh, PA
Other Businesses

BN: SIGNATURE VENTURES, LLC POS: Mmbr Investor NOB: Private Equity Investing INVST REL: N #OF HRS: 8 SEC TRADING HRS: 7 STRT DTE: 11/01/2020 ADRS: 1301 Grandview Ave, Pittsburgh PA 15211, US DESC No duties or obligations beyond participating in the sourcing & screening of the opps BN:Signature Fusion Angel Investments, LLC Invst Rel:Y Adr: 1301 Granview ave ste 300 Pittsburgh PA 15211 NOB: Angel investing Title: Mmbr Strt Dte:6/1/11 Hrs/mth:0-16 Duts: Marc &I go to mtngs &decide what we want to invest in. BN:Kestra Advisory Services, LLC Invst Rel:Y Adr: 5707 Southwest Pkwy Bldng 2, Ste 400 Austin,TX 78735 NOB: Investm Advisory srvcs thru Kestra Advisory Srvcs, LLC Title: Investm Advisor Rep Strt Dte:4/4/16 Hrs/ mo: Up to 100% (0-160 hrs)Duts:Invstmnt advisory srvcs BN: Entrepreneurs org Invst Rel: N Adr: 500 Montgomery St Alexandria VA 22314 NOB: networking group Title: Board Mmbr Strt Dte: 1/30/15 Hrs/mth: 0-16 Duts: network w/other busi owners POS: null NOB: null INVST REL:N DESC: null BN: BALTO LLC POS: mmbr NOB: invst vehicle for private equity INVST REL:Y #OF HRS:0 SEC TRADING HRS:0 STRT DTE:3/25/2022 ADR: 1403 Freeport Road, Cheswich PA 15024 DESC: No specific duties, angel investor only BN: D2T LLC POS: mmbr NOB: angel investing INVST REL: N # OF HRS: 0 SEC TRADING HRS: 0 STRT DTE: 02/11/2020 ADR: 1301 Grandview Ave Ste 300, Pittsburgh PA 15211 DESC: Strictly angel investor BN: SIGNATURE FINANCIAL PLANNING POSITION: CEO NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 152 SECURITIES TRADING HOURS: 132 START DATE: 11/02/2002 ADDRESS: 525 William Penn Place, suite 3401, Pittsburgh PA 15219 DESCRIPTION: To run the firm as well as to be a financial advisor BN: SIGNATURE WEALTH POSITION: CEO NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 152 SECURITIES TRADING HOURS: 132 START DATE: 11/02/2002 ADDRESS: 525 William Penn Place, suite 3401, Pittsburgh PA 15219 DESCRIPTION: To run the firm as well as to be a financial advisor BN: SIGNATURE LEGACY HOLDINGS LLC POSITION: member NATURE: Holding company for KF stock. INVESTMENT RELATED: Yes # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2025 ADDRESS: 525 William Penn Place, suite 3401, Pittsburgh PA 15219, United States DESCRIPTION: General Member

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-04
S63 Uniform Securities Agent State Law Examination 2000-12-22
  • S66 Uniform Combined State Law Examination
    2004-10-04
  • S63 Uniform Securities Agent State Law Examination
    2000-12-22

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