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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-10-27 |
| IN | RA | APPROVED | 2017-11-29 |
Branch Locations
1505 West Dupont Rd Ste C, Fort Wayne, IN 46825 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America | Fort Wayne | IN | 02/2006 | 11/2017 |
| Lpl Financial, Llc | Fort Wayne | IN | 11/2017 | Present |
1. 11/29/2017 - GRABILL FINANCIAL - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - OSJ SUPERVISOR WITH FIRM. 2. 11/29/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - INSURANCE SALES - HEALTH INSURANCE SALES AGENT. 3. 11/29/2017 - No Business Name - Not Investment Related - Other - Family Farm; Sole owner of inherited family farm.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-19 |
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