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Katherine Campbell Garrus

Schwab Wealth Advisory, Inc.

Castle Rock, CO

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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-01-11
CO RA APPROVED 2012-01-03
  • TX RA
    APPROVED_RES
    Since 2021-01-11
  • CO RA
    APPROVED
    Since 2012-01-03

Branch Locations

Castle Rock, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Lone Tree CO 08/2000 Present
Schwab Wealth Advisory Inc Lone Tree CO 01/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-30
S63 Uniform Securities Agent State Law Examination 2000-12-08
  • S66 Uniform Combined State Law Examination
    2005-06-30
  • S63 Uniform Securities Agent State Law Examination
    2000-12-08
Other Names
  • Katherine B Garrus
  • Katherine Brooks Campbell

View on SEC IAPD

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