Steven Michael Cellen

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2026-06-24

NY RA
APPROVED

Since 2026-06-24

Branch Locations

273 Hawkins Ave, Ronkonkoma, NY 11779 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
National Life Group	White Plains	NY	08/2012	06/2026
Equity Services, Inc	Montpelier	VT	09/2012	06/2026
Lpl Financial, Llc	Ronkonkoma	NY	06/2026	Present

08/2012 → 06/2026

National Life Group

White Plains, NY
09/2012 → 06/2026

Equity Services, Inc

Montpelier, VT
06/2026 → Present

Lpl Financial, Llc

Ronkonkoma, NY

Previous Registrations

2021-06-22 → 2026-06-25

Equity Services, Inc.

White Plains, NY

Ronkonkoma, NY

Latham, NY

Other Businesses

1. 06/2026 - Steve Cellen - Non-Variable Insurance - Inv Related – 15 Hour(s)/Month – 5 Hour(s) During Trading – Ronkonkoma, NY, 11779 – OBA Start Date: 01/01/2003 2. 06/2026 - Cellen Financial - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 6/24/2026 3. 06/2026 - Cellen Financial - Non-Variable Insurance - Inv Related – 20 Hour(s)/Month – 20 Hour(s) During Trading – Ronkonkoma, NY, 11779 – OBA Start Date: 03/01/2000

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2000-11-22

S63 Uniform Securities Agent State Law Examination

2000-11-22

View on SEC IAPD