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505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-10-02 |
| LA | RA | APPROVED | 2023-10-02 |
| TX | RA | APPROVED | 2023-10-02 |
Branch Locations
10960 Wilshire Blvd Suite 405, Los Angeles, CA 90024 • United States
505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kcs Wealth Advisory, Llc | Los Angeles | CA | 11/2013 | 09/2023 |
| Mutual Securities, Inc. | Camarillo | CA | 12/2015 | 06/2019 |
| Wealth Enhancement Group | Los Angeles | CA | 10/2023 | Present |
| Wealth Enhancement Advisory Services | Los Angeles | CA | 10/2023 | Present |
1. Independent Insurance Agent -Los Angeles, CA 90024, Insurance Agency/Agent/Fixed insurance products, not investment related, approx. 1 hours per month, 0 hours during trading hours. 2. LGA FINANCIAL,INC. - Los Angeles, CA 90024, Pass through/holding company, President, not investment related, 3 hours per month, 0 hours during trading hours. 3. Jewish Free Loan Association - Non-Investment Related - Board Member - Start Date: 03/2025 - 5 hours per month, 0 hours during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-02-04 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-18 |
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