Best Investors
Account
Sign in
Best Investors
Account
Sign in
66 Husdson Boulevard East, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2023-04-20 |
| OR | RA | APPROVED | 2023-04-14 |
| WA | RA | APPROVED | 2021-08-23 |
| TX | RA | APPROVED_RES | 2021-03-16 |
| CO | RA | APPROVED | 2020-04-30 |
| CA | RA | APPROVED | 2019-10-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa, N.A. | Fremont | CA | 06/2015 | 01/2018 |
| Hsbc Securities (Usa) Inc. | Fremont | CA | 07/2015 | 01/2018 |
| East West Bank | Newark | CA | 02/2018 | 08/2019 |
| Cetera Investment Services Llc | St Cloud | MN | 02/2018 | 08/2019 |
| Cetera Investment Advisers Llc | Newark | CA | 02/2018 | 08/2019 |
| Hsbc Securities (Usa) Inc. | Cupertino | CA | 09/2019 | Present |
| Hsbc Bank Usa, N.A. | Cupertino | CA | 09/2019 | Present |
Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA) Inc.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-15 |
| S63 | Uniform Securities Agent State Law Examination | 2000-10-02 |
Reach out to this advisor