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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-07-09 |
| TX | RA | APPROVED_RES | 2025-07-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alight Financial Solutions, Llc | Charlotte | NC | 10/2017 | 08/2023 |
| Alight Financial Advisors, Llc | Charlotte | NC | 10/2017 | 08/2023 |
| Tiaa | Charlotte | NC | 09/2023 | 03/2025 |
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 09/2023 | 03/2025 |
| The Vanguard Group, Inc. | Charlotte | NC | 05/2025 | Present |
| Tiaa | Charlotte | NC | 12/2004 | 08/2017 |
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 12/2004 | 08/2017 |
| Vanguard Marketing Corporation | Charlotte | NC | 05/2025 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-24 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-22 |
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