William C Kun

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-10-18
CA	RA	APPROVED	2008-09-22

TX RA
APPROVED_RES

Since 2021-10-18
CA RA
APPROVED

Since 2008-09-22

Branch Locations

2000 Avenue Of The Stars 12Th Floor South, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Sevices Inc	Los Angeles	CA	09/2008	Present

09/2008 → Present

Ubs Financial Sevices Inc

Los Angeles, CA

Previous Registrations

2004-05-04 → 2008-10-02

Lehman Brothers Inc.

Los Angeles, CA

Los Angeles, CA

New York, NY

Other Businesses

DK Sky Park LLC/ Category- Company/ Principal business activities- Special Purpose Entity which owns real estate for my parent's living trust./ Role- Officer/ Duty-Approve the hiring of a management company./Comp -No Personal 2 Elleven, Los Angeles California United States-90025, Sole proprietorship, Real Estate, Rental real estate, former residence, Proprietor / owner, start date-9/1/2006, Investment related-Yes

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-10-19

S66 Uniform Combined State Law Examination

2000-10-19

View on SEC IAPD