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Current Employers
Creative Financial Designs, Inc.

2704 S Goyer Rd, Kokomo, IN 46902 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2017-04-24
  • TN RA
    APPROVED
    Since 2017-04-24

Branch Locations

Sparta, TN • United States

2704 S Goyer Rd, Kokomo, IN 46902 • United States

228 E Broad St Suite 100, Cookeville, TN 38501 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cfd Investments, Inc Kokomo IN 08/2007 Present
Diamond Financial Group Sparta TN 04/2008 Present
Creative Financial Designs, Inc. Kokomo IN 04/2017 Present
  • 08/2007 → Present
    Cfd Investments, Inc
    Kokomo, IN
  • 04/2008 → Present
    Diamond Financial Group
    Sparta, TN
  • 04/2017 → Present
    Kokomo, IN
Other Businesses

INDEPENDENT INSURANCE AGENT; 445 Diamond Lane, Sparta, TN 38583; Agent; 2008; 80-100 hrs./mo.; Insurance product sales life insurance and annuities Office Rent; Not Investment related; 228 E Broad St Suite 100, Cookeville, TN 38501, Rental property-Lessor; 2018; 0 hrs./mo.; 0 hrs./mo.; no duties Creative Financial Designs; 2017

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-04-18
S63 Uniform Securities Agent State Law Examination 2000-09-07
  • S65 Uniform Investment Adviser Law Examination
    2017-04-18
  • S63 Uniform Securities Agent State Law Examination
    2000-09-07

View on SEC IAPD

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