James Gary Deboer

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-06-14

CA RA
APPROVED

Since 2024-06-14

Branch Locations

Danville, CA • United States

5820 Stoneridge Mall Road Suite #204, Pleasanton, CA 94588 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Foothill Securities, Inc.	Mountain View	CA	09/2003	12/2016
Anthony R Giuliano Ea- Income Tax Preparation	Pleasanton	CA	04/2007	Present
Self-Employed, Insurance Sales	Pleasanton	CA	07/2012	Present
Anthony R Giuliano Ea- Tax Returns Preparations	Pleasanton	CA	01/2005	Present
Securities America, Inc.	Pleasanton	CA	12/2016	06/2024
Securities America Advisors, Inc.	La Vista	NE	12/2016	06/2024
Osaic Wealth, Inc.	Pleasanton	CA	06/2024	Present
Osaic Wealth, Inc.	Pleasanton	CA	06/2024	Present

09/2003 → 12/2016

Foothill Securities, Inc.

Mountain View, CA
04/2007 → Present

Anthony R Giuliano Ea- Income Tax Preparation

Pleasanton, CA
07/2012 → Present

Self-Employed, Insurance Sales

Pleasanton, CA
01/2005 → Present

Anthony R Giuliano Ea- Tax Returns Preparations

Pleasanton, CA
12/2016 → 06/2024

Securities America, Inc.

Pleasanton, CA
12/2016 → 06/2024

Securities America Advisors, Inc.

La Vista, NE
06/2024 → Present

Osaic Wealth, Inc.

Pleasanton, CA
06/2024 → Present

Osaic Wealth, Inc.

Pleasanton, CA

Previous Registrations

2016-12-08 → 2024-06-14

Securities America Advisors, Inc.

Pleasanton, CA
2007-04-27 → 2016-12-08

Foothill Securities, Inc.

San Ramon, CA

Pleasanton, CA

San Ramon, CA

Santa Clara, CA

Santa Clara, CA
2000-11-29 → 2007-05-02

Aladino Financial Services, Inc.

San Ramon, CA
2001-01-08 → 2003-10-09

Osaic Wealth, Inc.

San Ramon, CA

Other Businesses

ANTHONY R GIULIANO EA POSITION: tax return preparer NATURE: Individual income tax preparation INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 04/16/2006 ADDRESS: 5820 Stoneridge Mall Rd, #204, Pleasanton CA 94588, United States DESCRIPTION: Prepare and file individual tax returns SECURITIES AMERICA ADVISORS POSITION: advisor NATURE: Securities America Advisors - Position: IAR - Nature: Investment Advisory Services - Investment Related: Yes INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 90 START DATE: 12/01/2016 ADDRESS: 5820 Stoneridge Mall Rd, #204, Pleasanton CA 94588, United States DESCRIPTION: advisory services JAMES DEBORER INSURANCE POSITION: Sales & service NATURE: Life insurance sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/16/2006 ADDRESS: 5820 Stoneridge Mall Rd, #204, Pleasanton CA 94588, United States DESCRIPTION: Life insurance sales to investment and non-investment clients

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-10-16

S66 Uniform Combined State Law Examination

2000-10-16

Other Names

James G Deboer

View on SEC IAPD