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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-03-07
  • TX RA
    APPROVED
    Since 2012-03-07

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

607 W 3Rd St, Austin, TX 78701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Austin TX 02/2012 Present
  • 02/2012 → Present
    Merrill Lynch
    Austin, TX
Other Businesses

I*: 467037Entity Type: SROName: FINRAPosition: LISTED ON ROSTER OF ARBITRATORS Start Date: APRIL 2010Hours Devoted: LESS THAN 10 HOURS PER YEAR Hours Devoted During Trading hours: 10 hrs annuallyDuties: SERVE IN AN INDEPENDENT CONTRACTOR RELATIONSHIPI*1462265For profit or not for profit: Entity For Profit Name of outside business organization: 465 Holdings LLC Investment related: No Address of business: Round Rock, Texas, 78681 Nature of business: Limited Liability Company Position, title, association: Owner Start date of relationship: 10/1/2023Number of hours devoted: 4 hours Weekly Number of hours devoted during trading hours: 0 Duties: Upon approval, I intent to establish this LLC to begin selling and reselling items in the digital marketplace online. This will be an individual initiative with no involvement from clients or BAC other associates. I*1607257, Name of OBA: The Jack Network Address: Portland, Maine Investment Related: No Position, Title, Association: Consultant/Independent Contractor Employee Start Date: 12/02/2023 No Hours: 0 No Hours during trading: 0 Duties: Brand insight - evaluate client experience to ensure compliance and improve trainingI*1664283Name of OBA: Market ApproachAddress: Colorado ColoradoInvestment Related: NoPosition, Title, Association: Consultant/Independent ContractorEmployee Start Date:01/12/2024No Hours: Monthly No Hours during trading: 0Duties: Brand insight - evaluate client experience to ensure compliance and improve training I*3827301 Entity Type: Entity For Profit Name of OBA: Respondent Address: New York, New York, 10163 Investment Related: No Position, Title, Association: Consultant/Independent Contractor Employee Start Date: 03/02/2026 Number of Hours: 1, Weekly Number of Hours during trading: 0, Weekly Duties: Market research Participate in focus groups to test new technology, products and user experience.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-03-05
  • S66 Uniform Combined State Law Examination
    2012-03-05
Other Names
  • Sara Anne Kazetsky
  • Sara Kazetsky
  • Sara Anne Owen

View on SEC IAPD

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