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Steven Louis Urli

Principal Securities, Inc.

Des Moines, IA

Plymouth, MI

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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-12-08
  • MI RA
    APPROVED
    Since 2025-12-08

Branch Locations

711 High St, Des Moines, IA 50392 • United States

Plymouth, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Co Southfield MI 03/2015 09/2021
Princor Financial Services Southfield MI 04/2015 09/2021
Voya Financial Partners, Llc Farmington Hills MI 09/2021 11/2025
Voya Farmington Hills MI 09/2021 11/2025
Principal Life Insurance Co Farmington Hill MI 11/2025 11/2025
Principal Securities Inc Des Moines IA 11/2025 Present
  • 03/2015 → 09/2021
    Principal Life Insurance Co
    Southfield, MI
  • 04/2015 → 09/2021
    Princor Financial Services
    Southfield, MI
  • 09/2021 → 11/2025
    Voya Financial Partners, Llc
    Farmington Hills, MI
  • 09/2021 → 11/2025
    Voya
    Farmington Hills, MI
  • 11/2025 → 11/2025
    Principal Life Insurance Co
    Farmington Hill, MI
  • 11/2025 → Present
    Principal Securities Inc
    Des Moines, IA
Previous Registrations
  • 2023-07-14 → 2025-11-14
    Voya Retirement Advisors, Llc
    Farmington Hills, MI
    Windsor, CT
  • 2021-09-21 → 2023-07-18
    Voya Financial Partners, Llc
    Farmington Hills, MI
    Kingston Springs, TN
    Addison, TX
    Windsor, CT
  • 2016-11-01 → 2021-09-07
    Principal Securities, Inc.
    Southfield, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-10-31
S63 Uniform Securities Agent State Law Examination 2005-11-07
  • S65 Uniform Investment Adviser Law Examination
    2016-10-31
  • S63 Uniform Securities Agent State Law Examination
    2005-11-07
Other Names
  • Steven L Urli

View on SEC IAPD

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