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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-12-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Garden Ridge | TX | 12/2007 | 10/2017 |
| Royal Alliance | Bastrop | TX | 10/2017 | 12/2021 |
| Lpl Financial Llc | Bastrop | TX | 12/2021 | Present |
1) 2021-12-17 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Synergy / - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2021-12-08 - hrs/mth - hrs/mth during trading 2) 2021-12-17 - Synergy PHD - Other- Non-Variable Insurance Marketing - Y - at reported business location(s) - 2021-12-08 - hrs/mth - hrs/mth during trading 3) 2021-12-17 - Lone Ranger Leasing, Inc. - Other- Leases equipment - N - at reported business location(s) - 2021-12-08 - 1hrs/mth - hrs/mth during trading 4) 2021-12-17 - MH- KHLLC - Real Estate Rental - Y - 71 Hwy 71 West, Bastrop, TX 78602 - 2021-12-08 - hrs/mth - hrs/mth during trading 5) 2021-12-17 - Outside Fixed Insurance (offered under indivdidual name) - Non-Variable Insurance - Y - at reported business location(s) - 2021-12-08 - 10hrs/mth - hrs/mth during trading 6) 2021-12-17 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Synergy Pro / - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2021-12-08 - hrs/mth - hrs/mth during trading 7) 2021-12-17 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Synergy Insurance and Investments / - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2021-12-08 - hrs/mth - hrs/mth during trading 8) 2025-06-17 - MAC - SWT Properties - Real Estate Rental - Y - 110 Hwy 290 West, Dripping Springs, TX, 78620 - 2025-06-10 - 1hrs/mth - 0hrs/mth during trading 9) 2025-09-04 - KAH-BSC Properties - Real Estate Rental - Y - Client accounts are managed out of my office in Bastrop, TX 971 Hwy. 71 West Bastrop, TX 78602 - 2025-07-14 - 2hrs/mth - 0hrs/mth during trading 10) 2026-05-08 - MH-KH Properties, LLC - Real Estate Rental - Y - Bastrop TX - 2026-04-14 - 0hrs/mth - 0hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-05-22 |
| S63 | Uniform Securities Agent State Law Examination | 2001-01-03 |
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