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Michael P Hosford

LPl Financial LLC

Bastrop, TX

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-12-17
  • TX RA
    APPROVED
    Since 2021-12-17

Branch Locations

971 Hwy 71 W, Bastrop, TX 78602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corporation Garden Ridge TX 12/2007 10/2017
Royal Alliance Bastrop TX 10/2017 12/2021
Lpl Financial Llc Bastrop TX 12/2021 Present
  • 12/2007 → 10/2017
    National Planning Corporation
    Garden Ridge, TX
  • 10/2017 → 12/2021
    Royal Alliance
    Bastrop, TX
  • 12/2021 → Present
    Bastrop, TX
Previous Registrations
  • 2017-10-16 → 2021-12-17
    Bastrop, TX
    Scottsdale, AZ
  • 2007-12-06 → 2017-10-18
    National Planning Corporation
    Lockhart, TX
    Garden Ridge, TX
    Bastrop, TX
    Bastrop, TX
  • 2006-06-16 → 2007-12-05
    American General Securities Incorporated
    Houston, TX
    Garden Ridge, TX
    San Antonio, TX
Other Businesses

1) 2021-12-17 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Synergy / - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2021-12-08 - hrs/mth - hrs/mth during trading 2) 2021-12-17 - Synergy PHD - Other- Non-Variable Insurance Marketing - Y - at reported business location(s) - 2021-12-08 - hrs/mth - hrs/mth during trading 3) 2021-12-17 - Lone Ranger Leasing, Inc. - Other- Leases equipment - N - at reported business location(s) - 2021-12-08 - 1hrs/mth - hrs/mth during trading 4) 2021-12-17 - MH- KHLLC - Real Estate Rental - Y - 71 Hwy 71 West, Bastrop, TX 78602 - 2021-12-08 - hrs/mth - hrs/mth during trading 5) 2021-12-17 - Outside Fixed Insurance (offered under indivdidual name) - Non-Variable Insurance - Y - at reported business location(s) - 2021-12-08 - 10hrs/mth - hrs/mth during trading 6) 2021-12-17 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Synergy Pro / - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2021-12-08 - hrs/mth - hrs/mth during trading 7) 2021-12-17 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Synergy Insurance and Investments / - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2021-12-08 - hrs/mth - hrs/mth during trading 8) 2025-06-17 - MAC - SWT Properties - Real Estate Rental - Y - 110 Hwy 290 West, Dripping Springs, TX, 78620 - 2025-06-10 - 1hrs/mth - 0hrs/mth during trading 9) 2025-09-04 - KAH-BSC Properties - Real Estate Rental - Y - Client accounts are managed out of my office in Bastrop, TX 971 Hwy. 71 West Bastrop, TX 78602 - 2025-07-14 - 2hrs/mth - 0hrs/mth during trading 10) 2026-05-08 - MH-KH Properties, LLC - Real Estate Rental - Y - Bastrop TX - 2026-04-14 - 0hrs/mth - 0hrs/mth during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-05-22
S63 Uniform Securities Agent State Law Examination 2001-01-03
  • S65 Uniform Investment Adviser Law Examination
    2006-05-22
  • S63 Uniform Securities Agent State Law Examination
    2001-01-03

View on SEC IAPD

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