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Ling Chang

Ubs Financial Services Inc.

Los Angeles, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2008-01-23
  • CA RA
    APPROVED
    Since 2008-01-23

Branch Locations

2000 Avenue Of The Stars 12Th Floor South, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Century City CA 11/2013 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-03-11
S63 Uniform Securities Agent State Law Examination 2001-01-22
  • S65 Uniform Investment Adviser Law Examination
    2002-03-11
  • S63 Uniform Securities Agent State Law Examination
    2001-01-22
Other Names
  • Ling Hsiao Chan
  • Ling H Chan
  • Ling H Chag
  • Ling H Chang

View on SEC IAPD

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