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Current Employers
New York Life Investment Management Llc

51 Madison Avenue, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-12-26
  • SC RA
    APPROVED
    Since 2025-12-26

Branch Locations

Johns Island, SC • United States

51 Madison Avenue, New York, NY 10010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blackrock Investments, Llc New York NY 08/2014 08/2017
Victory Capital Managment Brooklyn OH 08/2017 04/2025
New York Life Investments Johns Island SC 12/2025 Present
Unemployed Johns Island SC 04/2025 12/2025
  • 08/2014 → 08/2017
    Blackrock Investments, Llc
    New York, NY
  • 08/2017 → 04/2025
    Victory Capital Managment
    Brooklyn, OH
  • 12/2025 → Present
    New York Life Investments
    Johns Island, SC
  • 04/2025 → 12/2025
    Unemployed
    Johns Island, SC
Previous Registrations
Other Businesses

Rental home; 16 Brewster Ct Charleston, SC 29403; owner; 1 hour per month not during normal business hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-10-13
  • S66 Uniform Combined State Law Examination
    2000-10-13
Other Names
  • Fennell Augustus Louis
  • Gus Augustus Fennell
  • Louis Augustus Fennell

View on SEC IAPD

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