Kimberly J Harris

Current Employers

Employment History

• 01/2013 → Present
  Cetera Advisors Llc
  Denver, CO
• 04/2017 → 10/2020
  Clc Incorporated National Speakers Bureau
  Roseville, CA
• 01/2015 → Present
  Great Oak Advisors, Inc.
  Salem, OR
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1.NAME OF OTHER BUSINESS: GREAT OAK FINANCIAL GROUP DBA GREAT OAK ADVISORS INC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL ADVISING START DATE: 1/2015 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR & OSJ /REGISTERED PRINCIPAL BRIEF DESCRIPTION OF DUTIES: ASSIT CLIENTS/PROSPECTS WITH FINANCIAL PLANNING & SUPERVISE REPS 2.NAME OF OTHER BUSINESS: KC HARRIS & CO, LLC INVESTMENT RELATED: NO ADDRESS: SAME AS RESIDENTIAL ADDRESS LOCATION START DATE: 9/2011 NATURE OF BUSINESS: PAYROLL & GENERAL BOOKKEEPING APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: SECRETARY BRIEF DESCRIPTION OF DUTIES: GENERAL BOOKKEEPING 3.NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION START DATE: 5/2017 NATURE OF BUSINESS: FIXED INSURANCE APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: AGENT BRIEF DESCRIPTION OF DUTIES: SELLING LIFE, ANNUITIES, & LONG TERM CARE; 4. NAME OF OTHER BUSINESS: ST ANNE ORTHODOX CHURCH PARISH COUNCIL INVESTMENT RELATED: NO, ADDRESS: 6000 NE ELLIOT CIRCLE, CORVALLIS, OR 97330, NATURE OF BUSINESS: CHURCH, START DATE:04/2024, POSITION/TITLE/RELATIONSHIP: VOLUNTEER, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: MAKE DECISIONS ON BEHALF OF THE CHURCH AS PART OF COUNCIL;

Exams

• S66 Uniform Combined State Law Examination
  2009-07-07
• S63 Uniform Securities Agent State Law Examination
  2000-11-01

Other Names

• Kimberly Jo De Vries
• Kimberly J Harris