Henry Raymond Goldstone

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2024-11-27
NV	RA	APPROVED	2014-11-17
CA	RA	APPROVED	2003-02-10

AZ RA
APPROVED

Since 2024-11-27
NV RA
APPROVED

Since 2014-11-17
CA RA
APPROVED

Since 2003-02-10

Branch Locations

Prescott, AZ • United States

Surprise, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	San Jose	CA	02/2003	Present

02/2003 → Present

Lpl Financial Llc

San Jose, CA

Previous Registrations

2002-02-06 → 2014-03-28

Financial Planning Consultants, Llc

San Jose, CA
2000-05-30 → 2003-02-18

Centaurus Financial, Inc.

Orange, CA

Other Businesses

1. 06/10/2019 - Goldstone Financial Services - Investment Related: Yes - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 06/01/2019 - 150 Hours Per Month/150 Hours During Securities Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1999-08-17

S66 Uniform Combined State Law Examination

1999-08-17

Other Names

Buddy Goldstone
Henry Goldstone

View on SEC IAPD