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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2009-01-02
  • VA RA
    APPROVED
    Since 2009-01-02

Branch Locations

1953 Gallows Road Suite 110, Vienna, VA 22182 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Vienna VA 07/2007 Present
Raymond James Financial Services Advisors, Inc Vienna VA 01/2009 Present
Public Partnerships, Llc Arlington VA 04/2018 10/2023
Defense Contract Audit Agency Arlington VA 06/2020 Present
  • 07/2007 → Present
    Raymond James Financial Services
    Vienna, VA
  • 01/2009 → Present
    Vienna, VA
  • 04/2018 → 10/2023
    Public Partnerships, Llc
    Arlington, VA
  • 06/2020 → Present
    Defense Contract Audit Agency
    Arlington, VA
Previous Registrations
  • 2001-01-30 → 2007-07-05
    Waddell & Reed
    Vienna, VA
    Vienna, VA
Other Businesses

(1)Name of Business: Theresa Waddell, CPA Address: 5109 Little Falls Rd, Arlington, VA, 22207, United States Activity Type: Accounting/CPA Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/01/1998 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 2-10 Description of duties: tax preparation & filing primarily occurs during the months of February - May (2)Name of Business: Waddell Group Address: 1953 Gallows Rd Ste 110, Vienna, VA, 22182, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 12/03/2014 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I provide development and operations support as needed and I am not compensated via a salary or W-2

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-12-28
S63 Uniform Securities Agent State Law Examination 2000-10-13
  • S65 Uniform Investment Adviser Law Examination
    2000-12-28
  • S63 Uniform Securities Agent State Law Examination
    2000-10-13
Other Names
  • Theresa C Tranlong
  • Tran Cam Ngoc

View on SEC IAPD

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