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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-31
TX RA APPROVED_RES 2025-03-31
  • CA RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31

Branch Locations

Mission Viejo, CA • United States

27101 Puerta Real Ste 160, Mission Viejo, CA 92691-8536 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America Inc Tustin CA 06/2013 03/2017
Securities America Advisors Tustin CA 06/2013 03/2017
Fidelity Brokerage Services Llc Mission Viejo CA 03/2017 Present
Fidelity Personal And Workplace Advisors Boston MA 07/2018 Present
Fidelity Investments Boston MA 03/2025 Present
  • 06/2013 → 03/2017
    Securities America Inc
    Tustin, CA
  • 06/2013 → 03/2017
    Securities America Advisors
    Tustin, CA
  • 03/2017 → Present
    Fidelity Brokerage Services Llc
    Mission Viejo, CA
  • 07/2018 → Present
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2018-07-13 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Boston, MA
    Mission Viejo, CA
    Mission Viejo, CA
  • 2017-04-04 → 2018-07-13
    Mission Viejo, CA
  • 2013-06-13 → 2017-03-08
    Securities America Advisors, Inc.
    Tustin, CA
  • 2012-06-04 → 2013-02-15
    Valencia, CA
  • 2012-06-01 → 2013-02-14
    Valencia, CA
  • 2009-12-08 → 2012-06-01
    Cincinnati Analysts, Inc.
    Valencia, CA
  • 2009-08-10 → 2009-12-07
    Los Angeles, CA
  • 2007-06-06 → 2008-06-17
    Woodland Hills, CA
    Woodland Hills, CA
Other Businesses

OBA-8517|OrgNmn:Rodan & Fields, LLC|Org Addr:San Ramon,California,US|OBA Nature:Personal Product: Cosmetics|Invst Rel:N|Title:Independent Consultant|Duties:Just signing up to get discounts on skincare, but potential income from commission.|StrtDt:10-06-17|TotHrs/mon:1|TrdHrs/mon:0|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-01-14
  • S66 Uniform Combined State Law Examination
    2002-01-14
Other Names
  • Jasmine Sim
  • Chaemin Sim
  • Jaemin Jasmine Sim
  • Jaemin J Sim

View on SEC IAPD

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