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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED_RES | 2025-03-31 |
Branch Locations
Mission Viejo, CA • United States
27101 Puerta Real Ste 160, Mission Viejo, CA 92691-8536 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America Inc | Tustin | CA | 06/2013 | 03/2017 |
| Securities America Advisors | Tustin | CA | 06/2013 | 03/2017 |
| Fidelity Brokerage Services Llc | Mission Viejo | CA | 03/2017 | Present |
| Fidelity Personal And Workplace Advisors | Boston | MA | 07/2018 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
OBA-8517|OrgNmn:Rodan & Fields, LLC|Org Addr:San Ramon,California,US|OBA Nature:Personal Product: Cosmetics|Invst Rel:N|Title:Independent Consultant|Duties:Just signing up to get discounts on skincare, but potential income from commission.|StrtDt:10-06-17|TotHrs/mon:1|TrdHrs/mon:0|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-01-14 |
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