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Sandra Louise Stubbs

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Egg Harbor Township, NJ

Monroeville, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-02-26
NJ RA APPROVED 2009-10-23
  • TX RA
    APPROVED_RES
    Since 2013-02-26
  • NJ RA
    APPROVED
    Since 2009-10-23

Branch Locations

3100 Hingston Ave, Egg Harbor Township, NJ 08234 • United States

Monroeville, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Vineland NJ 10/2009 Present
Previous Registrations
  • 2007-07-04 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Vineland, NJ
    East Brunswick, NJ
    Vineland, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-03
  • S66 Uniform Combined State Law Examination
    2007-07-03

View on SEC IAPD

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