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1501 N. University Avenue Suite 715, Little Rock, AR 72207 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2024-04-03 |
| TX | RA | APPROVED | 2024-04-03 |
Branch Locations
Little Rock, AR • United States
1501 N. University Avenue Suite 714, Little Rock, AR 72207 • United States
1501 N. University Avenue Suite 715, Little Rock, AR 72207 • United States
1501 North University Suite 714, Little Rock, AR 72207 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2016-08-10 |
Branch Locations
1501 North University Suite 714, Little Rock, AR 72207 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fiduciary Wealth Management, Llc | Little Rock | AR | 07/2016 | Present |
(1.) NAME OF OBA: CLIENTFIRST WEALTH MANAGEMENT, LLC; ADDRESS OF OBA: LITTLE ROCK, AR, 72207; NATURE: RIA; INVESTMENT RELATED: YES; RELATIONSHIP WITH OBA: INVESTMENT ADVISER REPRESENTATIVE; DUTIES: NONE; START DATE: 2024; APPROX. NUMBER OF HOURS/MONTH: 1; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 1; (2.) NAME OF OBA: MOUNT ST. MARY FOUNDATION; ADDRESS OF OBA: LITTLE ROCK, AR 72205; NATURE: BOARD MEMBER; INVESTMENT RELATED: NO; TITLE WITH OBA: BOARD MEMBER; DUTIES: HELP WITH FINANCE RELATED MATTERS RELATED TO THE MOUNT ST. MARY FOUNDATION; START DATE: 08/01/2022; APPROX. NUMBER OF HOURS/MONTH: 2-4; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 1-2
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-27 |
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