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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-11-21 |
| NY | RA | APPROVED | 2025-11-21 |
Branch Locations
Yorktown Heights, NY • United States
225 High Ridge Road Suite# 115E, Stamford, CT 06905 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Arturo'S Resturant | Mahopac | NY | 01/1999 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Stamford | CT | 01/2013 | 10/2017 |
| Tiaa | Stamford | CT | 01/2013 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Stamford | CT | 07/2025 | Present |
Name: Arturos Restraunt Position: waitress Nature: restaurant - waitress -service Investment Related: No Hours: 32 Securities Trading Hours: 0 Start Date: 01/01/1999 Address: 878 Route 6, Mahopac NY 10541, United States Description: serve food
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-11-21 |
| S63 | Uniform Securities Agent State Law Examination | 2007-04-20 |
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