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Current Employers
Vestia Personal Wealth Advisors

9121 Illinois Road Suite 51, Fort Wayne, IN 46804 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-09-30
  • CA RA
    APPROVED
    Since 2020-09-30

Branch Locations

9121 Illinois Road Suite 51, Fort Wayne, IN 46804 • United States

Los Angeles, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Larson Financial Group, Llc Saint Louis MO 04/2011 09/2020
Larson Financial Securities, Llc Saint Louis MO 04/2011 09/2020
Vestia Personal Wealth Advisors Fort Wayne IN 09/2020 Present
Ausdal Financial Partners Inc. Downers Grove IL 10/2020 03/2023
The Securities Group, Llc Dba Mammoth Research Fort Wayne IN 03/2023 07/2023
  • 04/2011 → 09/2020
    Saint Louis, MO
  • 04/2011 → 09/2020
    Larson Financial Securities, Llc
    Saint Louis, MO
  • 09/2020 → Present
    Fort Wayne, IN
  • 10/2020 → 03/2023
    Ausdal Financial Partners Inc.
    Downers Grove, IL
  • 03/2023 → 07/2023
    The Securities Group, Llc Dba Mammoth Research
    Fort Wayne, IN
Previous Registrations
  • 2011-04-29 → 2020-09-30
    Century City, CA
    Saint Louis, MO
    Pasadena, CA
    Iowa City, IA
    Los Angeles, CA
  • 2007-09-27 → 2011-04-19
    Securian Financial Services, Inc.
    Madison, WI
    Iowa City, IA
    Iowa City, IA
  • 2007-09-27 → 2011-04-19
    Cri Securities, Llc
    Madison, WI
    Iowa City, IA
    Iowa City, IA
Other Businesses

1. VESTIA ADVISORS, LLC (DBAS "VESTIA PERSONAL WEALTH ADVISORS" AND "VESTIA RETIREMENT PLAN CONSULTANT"); INVESTMENT RELATED; 9121 ILLINOIS RD. STE. 51, FORT WAYNE, IN 46804; SEC REGISTERED INVESTMENT ADVISER; 10/2020; 160 HOURS PER MONTH; 140 HOURS PER MONTH DURING TRADING HOURS; PARTNER/OWNER. 2. VESTIA INSURANCE, LLC (DBAS "VESTIA INSURANCE SERVICES" AND "VESTIA BENEFIT SOLUTIONS"); INVESTMENT RELATED; FIXED INSURANCE AGENCY; 9121 ILLINOIS RD. STE. 51, FORT WAYNE, IN 46804; AGENT; 10/2020; 4 HOURS PER MONTH; 4 HOURS PER MONTH DURING TRADING HOURS; PARTNER/OWNER. 3. VESTIA HOLDINGS, LLC; ADMINISTRATIVE SUPPORT ENTITY; 9121 ILLINOIS RD. STE. 51, FORT WAYNE, IN 46804; MANAGING MEMBER; 10/2020; <1 HOUR PER MONTH; <1 HOUR PER MONTH DURING TRADING HOURS; PARTNER/OWNER. 4. VESTIA VENTURES, LLC; MANAGING MEMBER OF SPVS MIRUS, MIRUS QP AND MIRUS NEW OPPORTUNITY, CONSULTING FIRM, AND ANGEL INVESTOR; 9121 ILLINOIS RD. STE. 51, FORT WAYNE, IN 46804; MANAGING MEMBER; 10/2020; <1 HOURS PER MONTH; <1 HOURS PER MONTH DURING TRADING HOURS; PARTNER/OWNER. 5. VESTIA BROKERAGE, LLC; CONTRACTUAL RELATIONSHIP REQUIRING ASSIGNMENT OF CERTAIN COMMISSIONS; INVESTMENT RELATED; 9121 ILLINOIS RD. STE. 51, FORT WAYNE, IN 46804; MANAGING MEMBER; 9121 ILLINOIS RD. STE. 51, FORT WAYNE, IN 46804; MANAGING MEMBER; 10/2020; <1 HOUR PER MONTH; <1 HOUR PER MONTH DURING TRADING HOURS; PARTNER/OWNER. 6. VESTIA CONTRACT NEGOTIATION, LLC; CONTRACT NEGOTIATION SERVICES FOR PROFESSIONALS; NON-INVESTMENT RELATED; 9121 ILLINOIS RD. STE. 51, FORT WAYNE, IN 46804; MANAGING MEMBER; 10/2020; <1 HOUR PER MONTH; <1 HOUR PER MONTH DURING TRADING HOURS; PARTNER/OWNER. 7. HELD-AWAY METHOD, LLC; INVESTMENT RELATED; 9121 ILLINOIS RD. STE. 51, FORT WAYNE, IN 46804; INTELLECTUAL PROPERTY/CONSULTING SERVICE; OWNER; 10/2020; <1 HOURS PER MONTH, ALL DURING SECURITIES HOURS; CONSULTING SERVICES THROUGH THE BUSINESS TO OTHER BUSINESSES AND LICENSE TO USE OUR HELD-AWAY METHOD FOR INVESTMENT MANAGEMENT. 8. LOUD CAPITAL, LLC; INVESTMENT RELATED; PRIVATE EQUITY FUND COMPANY THAT PROVIDES GP AND MANAGEMENT SERVICES TO PRIVATE INVESTMENT FUNDS; 550 WEST WASHINGTON BLVD, SUITE 201, CHICAGO, IL, 60661; INVESTOR; 10/2020; <1 HOURS PER MONTH, ALL DURING SECURITIES HOURS; VENTURE CAPITAL FIRM PROVIDING CAPITAL, ENTREPRENEURSHIP, AND EDUCATION. 9. 6174 HOLDINGS, INC.; PROVIDES MANAGEMENT AND CONSULTING SERVICES FOR VESTIA HOLDINGS, LLC; 6174 OUTLOOK AVE, LOS ANGELES, CA 90042; MANAGING MEMBER; 01/2018; <1 HOUR PER MONTH; <1 HOUR PER MONTH DURING TRADING HOURS. 10. MAMMOTH INVESTORS, LLC; INVESTMENT RELATED; FORT WAYNE, IN; VENTURE CAPITAL; PRIVATE INVESTOR, EXTERNAL REFERRAL RESOURCE; ACTIVITY BEGAN JAN 2021; I DEVOTE APPX 1 HOUR PER MONTH TO THIS ACTIVITY DURING TRADING HOURS; INTRODUCE VETTED CLIENTS TO POTENTIAL INVESTMENTS OF VENTURE CAPITAL FUNDS. 11. WAVERLY PARK HOMEOWNERS ASSOCIATION, INC; PALM DESERT, CA; HOMEOWNERS ASSOCIATION AGENT; BOARD MEMBER AND TREASURER; ACTIVITY BEGINS 03/2022; I DEVOTE 8 HOURS PER MONTH TO THIS ACTIVITY WITH 2 OF THOSE HOURS DURING TRADING HOURS; DISBURSEMENT AUTHORIZATIONS, PREPARE BUDGETS, RECONCILE ACCOUNTS AND ATTEND BOARD MEETINGS. 12. OWNER OF SECOND HOME USED FOR PART-TIME RENTALS IN PALM SPRINGS, CA. REAL ESTATE INVESTMENT RELATED. 5/2023; APPROX. 6HRS/MONTH. 13. VESTIA PROPERTIES LLC; INVESTMENT RELATED; FORT WAYNE, IN; BOARD OF REAL ESTATE PARTNERSHIP; PARTNER AND OWNER; 07/2025; 1 HR/MO, ALL DURING TRADING HOURS; BOARD MEMBER.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-09-20
S63 Uniform Securities Agent State Law Examination 2001-10-22
  • S65 Uniform Investment Adviser Law Examination
    2007-09-20
  • S63 Uniform Securities Agent State Law Examination
    2001-10-22

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