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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-09-25
VA RA APPROVED 2000-10-20
  • TX RA
    APPROVED
    Since 2017-09-25
  • VA RA
    APPROVED
    Since 2000-10-20

Branch Locations

8150 Leesburg Pike Ste 600, Vienna, VA 22182-2721 • United States

Arlington, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Vienna VA 09/2005 03/2020
Ameriprise Financial Services, Llc Vienna VA 03/2020 Present
Other Businesses

Business Ownership; Palindrome Group LLC; I will be the sole member; Currently holding pre approved private placements.; 4841 16th St. NArlington, VA 22205, ,; Investment-Related; 01/01/2019; 1 to 9 hours per month; 0 during trading hours / Index Two LLC; Co-owner; This LLC is to hold a passive ownership in multiple private placements that have approval to be owned by Ameriprise and our compliance, This is solely the vessel for holding this investment in a pass-through partnership with Micah Hopkins.; 4841 16th St N, , Arlington, VA, 22205; Investment-Related; 10/30/2024; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-10-16
  • S66 Uniform Combined State Law Examination
    2000-10-16

View on SEC IAPD

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