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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-11-08 |
Branch Locations
8000 W Interstate 10 Ste 100, San Antonio, TX 78230-3802 • United States
Selma, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | San Antonio | TX | 06/2020 | 10/2023 |
| Recognos Financial | New York | NY | 08/2014 | 08/2018 |
| Raymond James & Associates | San Antonio | TX | 08/2018 | 06/2020 |
| Ameriprise Financial Services, Llc | San Antonio | TX | 11/2023 | Present |
Outside Employment; Certainty of the Uncertainty, LLC; Senior, Registered, Client Concierge/ Employee; Compensation received from an advisor owned entity established to manage the practice.; 1174 Veterans Memorial Hwy, , Hauppauge, NY, 11788; Investment-Related; 11/15/2023; 40 to 59 hours per month; 20 to 39 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-19 |
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