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88 Post Road West 2Nd Floor, Westport, CT 06880 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2024-04-08 |
Branch Locations
1201 Dove Street Suite 200, Newport Beach, CA 92660 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Mclean | VA | 11/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Mclean | VA | 11/2016 | 03/2024 |
| Alliance Global Partners | Vienna | VA | 03/2024 | Present |
RENTAL PROPERTY; INV RELATED; FAIRFAX, VA; 100% OWNERSHIP; START 4/1/2016; 2 HOURS PER MONTH, 0 DURING TRADING; LANDLORD. SKYLA LLC; INV RELATED; VIENNA, VA; 100% OWNERSHIP; START 4/16/2016; 5 HOURS PER MONTH / 0 DURING TRADING. LAKHAT LLC, INV RELATED, VIENNA, VA, 100% OWNERSHIP, START 4/23/2020, 10 HOURS PER MONTH, ZERO DURING TRADING, MANAGING AND PURCHASING LUXURY CARS FOR RENTAL.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-10-05 |
| S63 | Uniform Securities Agent State Law Examination | 1999-11-10 |
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