Anthony Charles Rosso

Current Employers

Employment History

• 01/2008 → 01/2021
  Regal Securities
  Brick, NJ
• 01/2021 → 09/2021
  Lpl Financial, Llc
  Sea Girt, NJ
• 09/2021 → 01/2024
  Newbridge Securities Corporation
  Sea Girt, NJ
• 09/2021 → 01/2024
  Newbridge Financial Services Group Inc.
  Sea Girt, NJ
• 01/2024 → Present
  Cetera Wealth Services, Llc
  El Segundo, NJ
• 01/2015 → Present
  Rosso Financial Group
  Sea Girt, NJ
• 02/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2021-09-29 → 2024-02-02
  Nfsg Corporation
  Boca Raton, FL
  Sea Girt, NJ
• 2021-01-28 → 2021-10-08
  Lpl Financial Llc
  Sea Girt, NJ
  San Diego, CA
  Sea Girt, NJ
• 2008-09-23 → 2021-03-02
  Regal Advisory Services, Inc.
  Glenview, IL
  Sea Girt, NJ
  Sea Girt, NJ

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 09/2006 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS 2. NAME OF OTHER BUSINESS: ASPARGO LABORATORIES INVESTMENT RELATED: NO ADDRESS: 550 SYLVAN AVE SUITE 102 ENGLEWOOD CLIFFS NJ NATURE OF BUSINESS: DRUG MANUFACTURER AND DISTRIBUTOR START DATE: 09/2021 POSITION/TITLE/RELATIONSHIP: CONSULTANT APX NUMBER OF HOURS PER WEEK: 12 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: ASSIST CEO ON COMMUNICATING SIGNIFICANT CORPORATE EVENTS. 3. NAME OF OTHER BUSINESS: SBG INSURANCE/AIMCORP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: TO PROVIDE INSURANCE PRODUCTS START DATE: 12/2019 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR, APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: PROVIDE INSURANCE SOLUTIONS TO MY CLIENTS 4. NAME OF OTHER BUSINESS: ROSSO FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 01/2015 POSITION/TITLE/RELATIONSHIP: CEO AND PRINCIPLE APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: ADVISOR,BROKER AND OFFICE MANAGER

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-10-10
• S63 Uniform Securities Agent State Law Examination
  2000-12-18