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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-10-07
  • OH RA
    APPROVED
    Since 2022-10-07

Branch Locations

4401 Rockside Rd Suite 406, Independence, OH 44131 • United States

Fairview Park, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc Strongsville OH 05/2006 04/2021
Cadaret, Grant & Co., Inc. Strongsville OH 04/2021 09/2022
Ameriprise Financial Services, Llc Independence OH 09/2022 Present
Securities America Advisors, Inc. Strongsville OH 06/2017 04/2021
  • 05/2006 → 04/2021
    Securities America, Inc
    Strongsville, OH
  • 04/2021 → 09/2022
    Cadaret, Grant & Co., Inc.
    Strongsville, OH
  • 09/2022 → Present
    Independence, OH
  • 06/2017 → 04/2021
    Securities America Advisors, Inc.
    Strongsville, OH
Previous Registrations
  • 2021-04-07 → 2022-09-26
    Cadaret, Grant & Co., Inc.
    Strongsville, OH
    Syracuse, NY
    Syracuse, NY
  • 2017-06-27 → 2021-04-13
    Securities America Advisors, Inc.
    Strongsville, OH
    Strongsville, OH
Other Businesses

Real Estate Ownership; Single Family; 2214 Forestdale Ave, , Cleveland, OH, 44109; Investment-Related; 03/01/2018 / Multi-Family; 3429 West Blvd, , Cleveland, OH, 44110; Investment-Related; 07/01/2020. Business Ownership; Buzek Enterprises, LLC; President, research, purchase and manage rental properties; rental properties; 22150 Macbeth Ave, , Fairview Park, OH, 44126; Investment-Related; 01/08/2018; 10 to 19 hours per month; 0 during trading hours. Outside Employment; American Legion set-up; labor; Set-up and breakdown tables and chairs for events @ American Legion hall; 22001 Brookpark Road, , Fairview Park, OH, 44126; Not Investment-Related; 09/01/2025; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-09
  • S66 Uniform Combined State Law Examination
    2015-07-09
Other Names
  • Kevin Michael Buzek

View on SEC IAPD

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