Best Investors
Account
Sign in
Best Investors
Account
Sign in
123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-11-20 |
| NY | RA | APPROVED | 2021-02-23 |
Branch Locations
123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States
331 Newman Springs Road, Suite 132,, Red Bank, NJ 07701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Baumann Dennis & Hochuli Llc | Floral Park | NY | 01/2010 | Present |
| Lpl Financial Llc | New York | NY | 05/2016 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 07/2016 | 10/2020 |
| Iht Wealth Management | New York | NY | 09/2020 | Present |
| Iht Wealth Management | Chicago | IL | 10/2020 | Present |
1. 5/5/2016 - Baumann, Dennis, & Hochuli Financial Services LLC Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 2/1/2010 - Time Spent 10% - Business entity for tax purposes - Income exclusively from commissions received as a result of Series 7, life, health, disability. 2. 5/5/2016 - RAPA Realty Partnership - Investment Related - 99 Tulip Ave, Ste 208, Floral Park, NY 11001 - Real Estate Rental - Started 11/18/1996 - Time Spent 2% - 3 professional condo units used and rented exclusively by CPA firm owned by partners. 3. 5/5/2016 - Baumann, Dennis & Hochuli, LLP - Not Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Started 1/1/1995 - Time Spent 88% - CPA Firm. 4. 9/8/2020 - IHT Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 09/01/2020 - 10 Hours Per Month/0 Hours During Securities Trading - I provide investment advisory services through IHT Wealth Management, an independent investment advisor firm. I started this business activity in 09/2020. I expect to spend approximately 10 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. LPL FINANCIAL BROKER DEALER REGISTERED REPRESENTATIVE SINCE 04/2016 INVESTMENT RELATED
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-12-20 |
Reach out to this advisor